Mulligan Law

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Welcome to Mulligan Law, we Deliver 30 and Years of experience in the company and financial fields in addition to eight years in the legal field into my law practice.

 

We are admitted to practice in all of the State Courts in Ohio, Michigan and New York in Addition to this U.S. Federal District Courts in the Southern, Middle, and Northern Districts. We are also admitted to practice in Bankruptcy Courts. Our dedication is to offer personal service to each and every one of our clients and to always act only on behalf of their very best interest.

 

Some of the areas of law we focus on include:

 

  • Business and Corporate Law.
  • Bankruptcy.
  • Estate Planning.
  • Financial & Securities Law

 

Although there are no guarantees in the legal system, we could guarantee That we will work diligently on your behalf with the dedication to Obtaining the best possible outcome. We have a track record of success And will keep you informed each step of the way. We are always ready to Answer your queries and think about no question unimportant

 

 

Security & Investment Fraud Attorneys

 

Did you lose money in the stock market or with REIT.  Visit www.investmentfraudlawyers.com to get a free consultation on how to recovery your losses.  We have 40 years of experience and a 95% win rate.  No Recovery.  No Fee.

 

Civil Rights Law

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Security Regulation

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Trademark Law

Real Estate Litigation

Tax Disputes

Insurance Recovery

Contact Us About Your Case

 

Let’s Work Together

Stifel Nicholas & Co Fraud Case

Stifel Nicholas & Co Fraud Case

Four Stifel, Nicolaus & Co. (SF) clients were awarded $1.5M in compensatory damages in their Financial Industry Regulatory Authority (FINRA) arbitration case against the brokerage firm.

The claimants also stated that Blumberg mismarked transactions and encouraged Them to add more positions even as they were losing money. They are alleging another:

  • Breach of fiduciary duty
  • Overconcentration
  • Breach of contract
  • Misrepresentations
  • Omissions
  • Broker fraud

Their inadequate supervision claim against Stifel notes which the Firm must possess red flagged the type of investment strategy that Blumberg had been using for his customers.

The claimants were initially part of a bigger $38M arbitration Case Between Stifel Nicolaus subsidiary Stifel Financial, a lot of other customers, along with other firm agents. But, that is now another investor case in which other customers are now seeking at least $20M.

With 32 years in the industry, Blumberg remains with Stifel Nicolaus And continues to be one of its brokers for 12 years. Previous to that he had been a registered agent with Ryan Beck, Citigroup (C), and Lehman Brothers.

In case you or someone you love lost money while Kenneth D. Blumberg has been your Stifel agent, contact Mulligan Law today. Our agent fraud attorneys can help you research your legal options.

It was only last month which Stifel, Nicolaus, & Co. agreed to pay $2.7M to repay US Securities and Exchange Commission (SEC) charges resisted the broker-dealer of not only providing accurate and complete securities trading information, also known as”blue sheet data.” It’s mandatary that broker-dealers offer the regulator with this specific advice to assist with enforcement and regulatory issues.

The SEC such deficiencies by Stifel went for several years And was mainly because of coding mistakes which were undetected. In Total, the Commission noted 9.8 million transactions where the Brokerage company did not report information and roughly 1.4 million transactions in Which Stifel gave over information that was incorrect.

Successful Experts Share Their Advice On Lawyers With You

Successful Experts Share Their Advice On Lawyers With You

You may feel overwhelmed by the urgency to get a good lawyer when you figure out you need legal assistance. Relax. You may initially feel intimidated, but it’s not so difficult. Use the advice here to learn what steps to take.

Always know how to get a hold of your lawyer should you need him. Many people find that the attorney they hire is unresponsive. This can lead to a lot of issues, not the least of which is the fact that you will wonder if you are getting adequate service or not.

When dealing with real estate issues like buying or selling a house or being sued about the place sold or bought, obtain a type of real estate lawyer. This will ensure you get the best person to handle your case.

If you don’t feel at ease with a lawyer, do not hire them. The same applies to their fee schedule. Don’t give a blank check to them! Get an estimate so you can keep costs low and they don’t get out of control.

When interviewing lawyers, ask them a lot of questions. During your consultation, your lawyer should answer every question you have. They need to take responsibility and be able to make you comfortable with the knowledge and experience they have. If they cannot answer your questions, then you should not hire them.

You may wish to give services that refer lawyers a try. A lot of times these services will help cut out a lot of the bad ones. They vary in quality as some will carefully screen lawyers and only list those that have specific qualifications with a certain amount of experience. Some others tend to include any lawyer with the requisite level of liability insurance. Investigate their qualifications first to determine the best referral service.

Although there are numerous online services that can help you find good lawyers, you shouldn’t take these online services at their word because they aren’t very good at screening recommended lawyers. You have to check them all out on your own before making a short list.

Keep in mind that lawyers cannot always work miracles. Typically, a lawyer who says he will win your case, without a doubt, is a liar. So, stay away from that attorney. You can never be 100 percent certain how a case is going to go, so if a lawyer guarantees you a win, be suspicious.

It is very important that you and your selected lawyer get on well. If you are uncomfortable with your attorney at first, you are unlikely to ever have a good attorney/client relationship, regardless of the lawyer’s credentials. Find a lawyer you get along with well so things go smoothly.

If you go to your initial consultation with a lawyer and he makes any guarantees of victory, the best thing that you can do is leave. A good lawyer should know that nothing is simple, and there is no guarantee of success. You need to consider this a red flag during the process of searching for a lawyer.

Ask for a second opinion if you aren’t sure about how your lawyer is doing. However, you may not be able to replace your lawyer, due to the cost involved. Thus, a second look is valuable prior to making big decisions.

Your lawyer has different priorities than you do. Actually, he may be working on a number of other more important cases. Remember, urgency is based on time limits not on feelings.

While you may have heard that a specific lawyer is really good, that does not automatically mean they should be your lawyer. You need all their professional expertise, but it’s important to also remember you will spend lots of time with them working. You must be able to communicate with them comfortably.

Think through each attorney you talked to and researched. How was their office? Ask whether they had professional demeanors and presentations. Determine if they quickly respond to your phone calls and emails. Do they maintain or reschedule appointments?

Knowing about lawyers and the legal system will help you deal with your issues. Call around and ask questions, and you’ll get what you need. Hopefully, you will achieve success.